The main purpose of the role will be to cover the Compliance aspect of the business in overseeing the work carried out of Advisers and other areas of the business and be responsible for ensuring the business is compliant in relation to FCA regulation. This is a fantastic role for someone who wants to work in a smaller business and play an integral part in the Compliance oversight.
To be considered you must be able to demonstrate the following:-
- Full Diploma Qualified Compliance Specialist
- Currently working within a Compliance role within a Wealth Planning IFA
- Currently working in a Compliance Officer Role
- Confident in doing compliance oversight within an IFA
In return for your exposure our client offers an excellent salary and benefits package.
Reed Specialist Recruitment Limited is an employment agency and employment business
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