Operations / File Review
Independent Specialist Global Wholesale Lloyds Broker is looking for someone to join their Non-Marine team.
This is a new and evolving role and as such could be part time or full time.
This role will sit within the business and report to the Operations Director of the Non Marine Group but be self sufficient in the following:
·Introducing and undertaking a File Review Programme across all the Non-Marine Teams, ensuring that the business deliver appropriate 1st line of compliance
·File review will ensure compliance with pre-defined standard processes and document/understand failings across the Group
·Work with the Ops Director to implement remedial action and deliver training and guidance to the business
·Understand the end to end process and maintain process maps and documentation to support such
·Understand all 1st lines elements of the Company Compliance model and ensure implementation. 1st line elements to include: -
ØClient & Market due diligence
ØAttention sanctions territories
ØPolicing of data capture