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Operations and CASS Analyst
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Operations and CASS Analyst

Posted 5 May by Robert Half
Salary icon Salary negotiable
Location icon London , South East England

Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst.

Looking to hire an Operations specialist who has experience of running Client Money and Asset reconciliations to adhere to the standards of the CASS regime. This role covers the daily production of the reconciliations and analysis of the breaks as well as running the administrative tasks to support the CASS functions and responsibilities within the firm.

Role:

  • Perform reconciliations for cash and assets
  • Perform the Daily CASS calculations (Prudent Segregation, Margin Transaction Requirements, Profit/Commission Sweeps, CTA Account Funding, Corporate Actions) and instruct the money moves for Client Treasury to action
  • Monthly preparation of CMAR submission
  • Undertake CASS administrative tasks:

+ Perform due diligence of client money banks and brokers including onsite visits where necessary with input from functional specialisms as required

+ Understand and challenge the business processes and controls and be able to document them back to the CASS rule book.

+ Maintain Signavio for CASS covering up to date risk assessments and process maps

+ Coordinate the CASS audit

+ Provide management Information to CASS stakeholders (eg. CF10a, CASS Control and Compliance functions, CASS Committee)

+ Contribute to the delivery of timely and accurate reporting to regulators and the firm's board

+ Ensure CASS policies are reviewed and updated in a timely manner

+ Manage the CASS Committee agenda and meeting minutes along.

  • Be involved with projects that have CASS impact:

+ Support compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems

+ Support in the delivery of required regulatory changes projects or business initiatives in relation to CASS

  • Attendance at industry conferences/events, networking & roundtables in relation to CASS

Requirements:

  • Strong background within Operations and knowledge of the CASS sourcebook, in particular CASS rules 6, 7 & 8
  • An industry background, ideally from Investment Management, Audit or Banking
  • Direct CASS project experience, able to deliver on operational CASS changes
  • Self Starter autonomous and problem solver with experience managing multiple workstreams at the same time.

Competitive market salary (DOE) + benefits

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Rates of pay and salary ranges are dependent upon your experience, qualifications and training. If you wish to apply, please read our Privacy Notice describing how we may process, disclose and store your personal data: gb/en/privacy-notice

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Required skills

  • 1
    Investment Management
  • 1
    Reconciliations
  • 1
    CMAR
  • 1
    Operations analyst
  • 1
    trade settlements
  • 1
    middle office operations
  • 1
    Client Asset Source Book
  • 1
    CASS rules 6
  • 1
    7 & 8
  • 1
    Client Money and Asset reconciliations

Reference: 52592032

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