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Officer Jobs in London

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Compliance - Control Room - Compliance Officer - Analyst - London

Posted Yesterday by eFinancial Careers New

MORE ABOUT THIS JOB WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations...

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Macro Risk Officer - Hedge Fund - London

Posted Yesterday by eFinancial Careers New

Reporting into the CRO, this position will cover multiple asset classes but will focus on rates, FX, commodities and emerging markets enhancing existing risk methodology across investment portfolios and asset classes; application of cutting-edge quantitative...

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Compliance Officer Asset Manager

Posted Yesterday by eFinancial Careers New

Key responsibilities include: Assist the Compliance Manager with providing consultative compliance support and advice to a number of areas across the firm Serves as contact point for Global Distribution teams (Relationship Management, Consultant Relations...

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Wholesale Credit Risk - Team Lead for Central Counterparty CCP Credit Risk & Strategy Team

Posted Yesterday by eFinancial Careers New

Wholesale Credit Risk (WCR) is responsible for the on-boarding and ongoing credit risk management of J.P. Morgan's Corporate & Investment Bank ("CIB") clients. The Global Central Counterparty (CCP) Credit Risk & Strategy Team (CRT) manages the...

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Data Privacy and Conduct Risk Officer

Posted Yesterday by eFinancial Careers New

Privacy responsibilities Assist with Data Subject Rights requests, breach and incident management and reporting. Identify and assess the impact of new regulatory requirements relating to Privacy, Data Protection and Conduct Risk & Culture and maintain...

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Compliance Officer - UK

Posted Yesterday by eFinancial Careers New

A career at T. Rowe Price says you want to contribute and make a difference at a leading global investment management firm where success results from the dedication our associates have in building success for our clients. We are a growing organization...

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Compliance Business Support Manager Home Finance

Posted Yesterday by eFinancial Careers New

Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation...

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TCA Specialist - Global Market Sales

Posted Yesterday by eFinancial Careers New

In global markets, buy-side and sell-side professionals strive to achieve the best execution across multiple asset classes. The Bloomberg Professional service provides trading solutions and sophisticated analytics to meet these needs, all on a single platform...

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Sourcing Trading venues

Posted Yesterday by eFinancial Careers New

Company description: Chain IQ Group AGJob description: The Trading Venues professional works as part of a global team supporting our clients efforts related to On/Offboarding regulatory compliant trading/investment services covering stakeholders from pre...

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Head of Compliance and MLRO

Posted Yesterday by eFinancial Careers New

Reporting directly to the Chief Risk Officer, the Head of Compliance will help define and build the business's compliance function. This is an exciting opportunity for an experienced compliance professional to help build and scale a robust compliance environment...

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Compliance Officer - Global Private Equity

Posted Yesterday by eFinancial Careers New

Our client is a very successful global private equity business. They are hiring a London based Compliance Officer. Key responsibilities are: drafting and maintaining compliance policies, procedures and guidelines; assisting with day to day compliance responsibilities...

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Compliance and AML Officer

Posted Yesterday by eFinancial Careers New

Our Client, a private equity firm, are looking for a Compliance and AML Officer to join them on a permanent basis. They can offer a competitive salary and the role can be based in either London or Dublin. The role is a generalist Compliance position with...

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Operations Regulatory Control - Senior Officer - 9521

Posted Yesterday by eFinancial Careers New

Operations Regulatory Control - Senior Officer - (9521)The role will cover SVB EMEA business (UK, Ireland, Germany, and Israel) and reporting to UK Transactional Banking Manager. This is a first line of defence SME role which will primarily cover our UK...

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Senior Compliance Officer

Posted Yesterday by eFinancial Careers New

Responsibilities Conducting and co-ordinating risk-based monitoring reviews as part of the Compliance Monitoring Programme to assess regulatory requirements and internal policies; Assisting with regulatory inspections or enquiries and coordinating responses...

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CIB - Investment Banking - EPRM Energy, Power & Renewables, Metals & Mining - Analyst - London

Posted Yesterday by eFinancial Careers New

As an Analyst in the EMEA EPRM (Energy, Power & Renewables, Metals & Mining) sector coverage team you will be a key player in the origination and execution of investment banking mandates across all major product areas. You will work with expert...

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CIB Risk - Diversified Industries Consumer, Retail, Transportation & Aerospace/Defense - Vice President

Posted Yesterday by eFinancial Careers New

The position is in one of the CIB Risk Diversified Industries teams which covers EMEA corporate clients across a broad range of industries (including Consumer, Retail, Transportation, Aerospace/Defense and Business Services). The Credit Risk team works...

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Senior Compliance Officer - Global Financial Services Firm - London

Posted Yesterday by eFinancial Careers New

Gresham Hunt have been approached by a rapidly-expanding Financial Services firm in their search for a Compliance Officer to join their team. Responsibilities: Assist with implementing new regulations. Analyse and interpret new & existing laws and...

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Undergraduate Trainee - Markets

Posted Yesterday by eFinancial Careers New

The successful candidate will be working within the Markets department in the Investment Services side of the Company. Markets consists of the following businesses: i) FX (sales and trading); ii) Capital Markets (Fixed Income and Equities cash securities)...

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Chief Risk Officer

Posted Yesterday by eFinancial Careers New

Background The company is an asset management platform focused on residential property development lending for the SME developer space. Strong asset growth and future plans require a Chief Risk Officer to join the business and own the risk control environment...

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Business Risk Liaison Officer - Human Resources

Posted Yesterday by eFinancial Careers New

Job Description Where you'll fit in & what our team goals are... You will oversee the delivery of operational and regulatory risk management and serve as a liaison to senior leadership in discharging their risk management and control obligations in...

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Compliance - GMC FICC - Associate - London

Posted Yesterday by eFinancial Careers New

MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

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Lending Security Officer 12 month FTC

Posted Yesterday by eFinancial Careers New

Lending Security Officer (12 month FTC) Prestigious City based Bank are looking to make an important hire in their lending operations division The Bank offers an exceptional benefits package and this is a 12 month contract Purpose: This role is key in...

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Head of UK Enterprise Risk

Posted Yesterday by eFinancial Careers New

We connect small business owners to investors - to create jobs, support local communities and power economies - because we believe that people are made to do more. And we want to help realize their goals. So, we created the leading small business loan...

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Senior Trade and Transaction Reporting Officer

Posted Yesterday by eFinancial Careers New

This is a first line of defence SME role which will primarily cover our UK FX business. Responsibilities include: Daily BAU exception investigation for all trade and transaction reporting Resolution and root cause analysis of any reporting failures or...

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Assistant Director - Investment & Stewardship

Posted Yesterday by eFinancial Careers New

As one of the largest Funds within the Local Government Pension Scheme, West Midlands (WMPF) has an established and diverse investment portfolio, developed to support our overriding objective to meet the long-term cost of pensions for our 340,000 members...