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Officer Jobs in Leicester

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Compliance Review Officer

Posted 12 March by Tate Easy Apply

· To provide compliant guidance and support to staff and Appointed Representatives · To instruct and coach members in order to improve risk assessment ratings · Accurately record any findings and corrective activity · Conduct desk-based check to ensure...

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Compliance Review Officer

Posted 12 March by Tate Easy Apply

Conduct desk-based check to ensure complete sales documentation for mortgage and insurance product sales have been uploaded to the appropriate CRM system. (As and when required). Conduct desk-based analysis of mortgage and insurance product recommendations...