Legal Compliance Assistant / Internal Auditor

Posted 26 January by Real Recruitment Solutions

Are you an experienced Quality & Compliance Coordinator/ Internal Auditor looking for a new compliance role? I have a fantastic opportunity to join a fantastic Legal firm based in Wareham who really go above and beyond for their employees.

Maybe you are a highly competent individual who has experience in Quality and Compliance or internal auditing then I may have your next role here, you do not have to have compliance experience within a legal firm which is great!

This role would suit someone from a Financial Services / Insurance background

Hours: Monday to Friday 9am till 5:00pm (1 hour lunch)

Salary: £23000.00pa to £27000.00pa

Location: Wareham

Benefits: 25days + (8stat) plus ½ day for birthday along with Pension Scheme, Death in service benefit and not to mention free car parking

Must: Full Licence and vehicle to commute to another office 1x a week mileage paid at 45 per mile

Main Responsibilities

  • Identify and provide appropriate induction training for new staff and ongoing compliance training, guidance and support for existing staff
  • To ensure compliance with the SRA Code of Conduct
  • Management of CQS throughout the Firm
  • To undertake timely and regular Quality File Audits
  • Maintain Access database
  • Coordinate Health and Safety compliance
  • Manage panel applications
  • To maintain risk assessment register and ensure follow up actions
  • To ensure active participation of Compliance committee which oversees all matters relating to Quality and Compliance.

Knowledge, Experience and Skills required

  • Own transport for travel between offices
  • Appropriate competency level of knowledge and experience in Quality & Compliance gained in a similar role/background
  • Ability to work on own initiative with minimum supervision

If this role is of interest please do click apply and I will come back to you within 24 hours. If you do need additional information then please call Zoe at Real Recruitment Solutions

We receive a high number of applications on a daily basis so we can only respond to successful applications. If you do not hear from us within 3 working days please assume your application has not been taken forward on this occasion. We may contact you in the future about other suitable positions

Required skills

  • Access
  • Auditing
  • Compliance
  • Compliance Training

Application question

Have you been a compliance related role for a minimum of 2 years?

Reference: 34038129

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