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Junior Compliance Administrator

Posted 16 November by Stellar Select Limited Featured Ended

We have a new vacancy for a Junior Compliance Administrator to join our client who are based in Ipswich. The main responsibilities of the role will be to assist in administration and implementation of processes and procedures which will enable the department to meet its obligations to meet with a range of regulatory requirements including the Financial Services Act, Anti Money Laundering and Data Protection Act. A key part of the role will be to assist with the administrative support in relation to the resolution of complaints and help to analyse trends to identify areas for improvement.

Responsibilities for the role of Junior Compliance Administrator

  • Assist in the investigation of Suspicious Activity Reports, prepare documentation, review files and mortgage account, make recommendations and make reports to SOCA
  • Maintain training records in relation to all compliance, AML activities and Customer Care activities
  • Assist in the preparation of monthly, quarterly and annual reports to clients and Management.
  • Assist in the review and resolution of exception reports relating to Anti Money Laundering requirements
  • Assist with projects as defined by the Compliance Manager
  • Assist in the investigation and resolution of complaints, prepare responses, liaise with borrowers advisors and FOS
  • Assist in the preparation of Data Protection requests
  • Liaise with Clients regarding complaints and Compliance issues

Experience required for the role of Junior Compliance Administrator

  • Excellent quality of written and verbal communication is essential
  • Ability to work as an effective team member - be cooperative, support others and deliver what you promise
  • Ability to communicate at all levels and to organise workloads for self and team to meet deadlines
  • Ability to identify effective solutions for customers, internal client and external client
  • Knowledge and understanding of standard mortgage loan documentation or regulations governing the financial services industry would be highly desirable

Salary: Up to £17,000 plus training, benefits and annual bonus

Location: Ipswich

Hours: Monday to Friday - 9am - 5.30pm

For more information regarding the role of Junior Compliance Administrator please contact us

Stellar Select is acting as an employment agency and is a corporate member of the REC

Due to a high volume of applications, we are unfortunately only able to contact you if your application has been successful. We aim to contact all successful candidates within 2 business days

Required skills

  • Analyst
  • Complaints
  • Compliance
  • Reconciliations
  • Technician

Reference: 33820383

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