Insurance Compliance Manager

Posted 25 October by Cameron James
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Insurance Compliance Manager - London City

Salary - up to 50k DOE + Flexible benefits

Our client is a leading Independent National Broker with a Head office in London is looking for a compliance manager to assist in the running of the Groups Compliance and legal department in London.

The role

As a Risk and Compliance manager you will be working closely with the Company Directors to help ensure the company complies with relevant regulation. Your other responsibilities will include:

  • Reviewing internal policies and procedures.
  • Maintaining the various Risk and Compliance records and control logs and associated evidence either in paper or electronic form (or both).
  • Managing the Risk and Compliance archiving and diaries including liaising with people within the business regarding outstanding compliance matters.
  • Assisting in maintaining compliance policies, procedures and monitoring processes, to ensure compliance with the relevant FCA rules.
  • Assisting in providing advice to staff on FCA rules and regulations.
  • Supporting the provision of a compliance authorisation service ensuring that any wording to be published by the company with regulatory implications, (whether a hard or soft copy), have been checked, signed off as compliant and a suitable record maintained.
  • Assisting with the provision of guidance on Risks, Conflicts of Interest facing the business and Breaches highlighted by the business.
  • To ensure confidentiality and security of all company and customer documentation and information.
  • Building and maintaining strong working relationships across departments within the company.
  • Delivering high levels of customer service including effective dispute/complaint resolution and verbal/written communications

To apply for this role please complete the online registration form and a consultant from Cameron James will be in contact with you.

Reference: 35159809

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