A fantastic opportunity for a Diploma qualified Compliance Consultant has arisen with a large group who are expanding on the Compliance consultancy side of the business.
This role will be predominantly home based with a meeting once a week in the Head Office in Cheshire so ideally candidates will be based around the North West.
The main role will include:
- To deliver high quality regulatory support and guidance to Partner Firms in relation to client file reviews.
- To assist other areas of Technical Services dealing with Compliance Matters.
- Undertake client file reviews covering all aspects of business written by Partner Firms.
This role requires the successful individual to consult rather than follow a check list to a proactive, personable attitude is a must.
Ideally candidates will be Fully Diploma qualified in Financial Planning, have a sound knowledge of UK regulatory framework and extensive compliance and file checking exposure in the IFA sector.
If you are looking for a home based role and one that will offer a competitive salary then get in touch to discuss the role in further detail
- Financial Planning
- File Review
- file checking
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