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Home Based Compliance File Checker - North West England

Home Based Compliance File Checker - North West England

Posted 9 May by Coast Specialist Recruitment Easy Apply Ended

A fantastic opportunity for a Diploma qualified Compliance Consultant has arisen with a large group who are expanding on the Compliance consultancy side of the business.

This role will be predominantly home based with a meeting once a week in the Head Office in Cheshire so ideally candidates will be based around the North West.

The main role will include:

  • To deliver high quality regulatory support and guidance to Partner Firms in relation to client file reviews.
  • To assist other areas of Technical Services dealing with Compliance Matters.
  • Undertake client file reviews covering all aspects of business written by Partner Firms.

This role requires the successful individual to consult rather than follow a check list to a proactive, personable attitude is a must.

Ideally candidates will be Fully Diploma qualified in Financial Planning, have a sound knowledge of UK regulatory framework and extensive compliance and file checking exposure in the IFA sector.

If you are looking for a home based role and one that will offer a competitive salary then get in touch to discuss the role in further detail

Required skills

  • Compliance
  • Financial Planning
  • File Review
  • IFA
  • file checking

Reference: 34616111

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