Head of Compliance

Posted 12 March by Combined Selection Group

Head of Compliance - London

The Firm is a global regulatory firm offering a broad range of consulting services for the financial industry including unique regulatory technology as part of its RegTech developments. The group has operations in 3 countries.

As our Head of Compliance you will work with and supervise the Firms ambitious and fast-growing team. Their clients are asset managers, brokers and other financial services institutions based in Europe and the US.

They are focused on compliance solutions delivered via their proprietary regulatory technology and so the applicant will need to have an active interest in software and technology solutions and the desire to link regulatory advice with technology solutions.

To become the Head of Compliance you will have the following skills, experience and attributes:

  • 5-8 years of experience in a compliance role within the asset management industry
  • Experience within UK compliance covering asset management or other trading sectors
  • Solid knowledge of the AIFMD and MiFID rules and the FCA Handbook
  • Previous proven project management experience.

If you are interested then please get in touch ASAP!

Required skills

  • MiFID
  • management
  • financial
  • asset
  • compliance
  • FCA
  • regulatory
  • AIFMD
  • buy-side
  • sell-side

Application question

Do you have asset management experience?

Reference: 34666016

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