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Group Compliance Executive

Posted 8 December 2017 by MERJE Ltd Easy Apply Ended

Group Compliance Executive

Job Description: Our client is currently recruiting for a Group Compliance Executive. The role will be responsible for assisting the Head of Compliance in managing and advising the group on all of their regulatory affairs.

Key Responsibilities:

  • AssisttheGroupRiskandComplianceDirectorandHeadofComplianceonthe executionandon-goingdevelopmentof the groupcomplianceplan
  • AssisttheGroupRiskandComplianceDirectorandHeadofComplianceinthe identificationofcompliancerisks
  • Assistdirectors andstaffwith fulfillingtheir regulatory duties
  • Assistinthe provisionofadviceon systemsandcontrolstoensurecompliancewith multi-jurisdictionalregulatoryrequirements
  • Undertakereviewsofsystemsandcontrolsandgrouppoliciesandprocedures, advisingonchangesandimprovementswhereappropriate
  • Trackandmonitorregulatoryrequirementsanddevelopments,evaluatethe impact suchrequirements may have onthe business andprepareupdates for internal distribution(includingboardpaperswhererequired)
  • Assistwithpreparingandprovidingappropriatetrainingacrossthegroupas necessary
  • Assistinthepreparation,submissionandmaintenanceoflicenceapplications andrenewals toregulatorybodies withingiventimescalesbothincurrentand newbusinessjurisdictionsworldwide
  • Overseethemaintenanceofthecomplianceregisterbythegroupcompliance executive and assist with reportingtothe GroupRiskCommittee on this aspectofthe department’swork.
  • Whererelevant,actasakeycontactforspecificjurisdictionsoncompliance andregulatory matters,includingliaisingwithlocalregulatorsandregulatory advisors

Key Requirements-

  • Educated to graduate level or equivalent
  • Experience of working in or advising the financial services sector or another regulated sector
  • Ability to interpret and explain regulatory and compliance matters, or a proven ability to develop this knowledge
  • Working knowledge and understanding of corporate governance and financial concepts and terminology

Reference: 33982207

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