This job has ended. Find similar jobs.

Group Compliance Executive

Posted 8 December 2017 by MERJE Ltd Ended

Group Compliance Executive

Job Description: Our client is currently recruiting for a Group Compliance Executive. The role will be responsible for assisting the Head of Compliance in managing and advising the group on all of their regulatory affairs.

Key Responsibilities:

  • AssisttheGroupRiskandComplianceDirectorandHeadofComplianceonthe executionandon-goingdevelopmentof the groupcomplianceplan
  • AssisttheGroupRiskandComplianceDirectorandHeadofComplianceinthe identificationofcompliancerisks
  • Assistdirectors andstaffwith fulfillingtheir regulatory duties
  • Assistinthe provisionofadviceon systemsandcontrolstoensurecompliancewith multi-jurisdictionalregulatoryrequirements
  • Undertakereviewsofsystemsandcontrolsandgrouppoliciesandprocedures, advisingonchangesandimprovementswhereappropriate
  • Trackandmonitorregulatoryrequirementsanddevelopments,evaluatethe impact suchrequirements may have onthe business andprepareupdates for internal distribution(includingboardpaperswhererequired)
  • Assistwithpreparingandprovidingappropriatetrainingacrossthegroupas necessary
  • Assistinthepreparation,submissionandmaintenanceoflicenceapplications andrenewals toregulatorybodies withingiventimescalesbothincurrentand newbusinessjurisdictionsworldwide
  • Overseethemaintenanceofthecomplianceregisterbythegroupcompliance executive and assist with reportingtothe GroupRiskCommittee on this aspectofthe department’swork.
  • Whererelevant,actasakeycontactforspecificjurisdictionsoncompliance andregulatory matters,includingliaisingwithlocalregulatorsandregulatory advisors

Key Requirements-

  • Educated to graduate level or equivalent
  • Experience of working in or advising the financial services sector or another regulated sector
  • Ability to interpret and explain regulatory and compliance matters, or a proven ability to develop this knowledge
  • Working knowledge and understanding of corporate governance and financial concepts and terminology

Reference: 33982207

Bank or payment details should not be provided when applying for a job. reed.co.uk is not responsible for any external website content. All applications should be made via the 'Apply now' button.

Report this job

Email me jobs like this

By clicking Submit, you accept our Terms & Conditions.