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Financial Services Compliance Assistant - Ipswich £24-£28k

Financial Services Compliance Assistant - Ipswich £24-£28k

Posted 21 May by Coast Specialist Recruitment
Easy Apply Ended

A busy Financial Services company based in Ipswich is looking for a Compliance Assistant to join the team to work alongside the Financial Services Manager to implement Compliance procedures ensuring they are adhered to.

Main duties will include:

  • Deal with AML, KYC, Data protection
  • Completion of compliant procedures for all staff in respect of New Business, Renewals, Mid Term Amendments and Claims
  • File Auditing, New Business, Renewals, Mid Term Amendments and Claims
  • Review Documentation back office systems
  • Research, Monitor and investigate current and new legislation which affects the business now and in the future
  • Work with Staff on their personal development plans, including booking suitable training courses
  • Work with Staff and the CII to make sure progression towards certificate levels are achieved. Including Exam booking and study course enrolment.
  • Liaison with the Financial Services Manager and Assistant Financial Services Manager in respect of staff appraisals to ensure conducted in a timely manner
  • Manage holiday procedures, allocation and authorisation
  • Work with the Compliance, Training and Procedures Manager (General Insurance Department) to ensure above tasks are implemented and conducted consistently and across all 4 Company Departments where identified and appropriate

This is a great opportunity for an organised, articulate individual who is keen to support within a Compliance department. Strong administration skills are a must along with working within a Regulated environment, ideally from the Financial or Insurance industry.

For further information please contact Ella Britton

Required skills

  • AML
  • Compliance
  • Insurance
  • KYC
  • Compliance Procedures

Reference: 35194362

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