We are currently working with a Chartered Financial Planning practice to recruit a Compliance Manger.
The client is seeking a Compliance Manager to come in and work alongside the Compliance Director. Due to continued growth and increased business levels, the company are looking to hire a Compliance Manager to take over file reviews, answer daily queries and questions on compliance issues.
Candidates must have file review experience and a broad knowledge of the handbook rules. Any experience of T&C would also be an advantage. Ideally candidates will be Diploma Qualified and have a good understanding of Compliance within an IFA practice, although candidates within one exam will also be considered.
The company are known for looking after their staff, with candidates offered full training and support towards qualifications. This is a new position within the company and so is a fantastic opportunity to make the role your own. You will be offered a competitive basic salary + bonuses and excellent company benefits.
- Financial Planning
- Financial Services
- Wealth Management