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Financial Advisor - Crewe

Financial Advisor - Crewe

Our Client is well-known and Operates within the IFA / Wealth Management side of Financial Services. Due to recent expansion, they are now looking to meet with and Experienced Level 4 Diploma Qualified Financial Adviser / IFA.

This is a Salaried Position!

Relevant Skills and Knowledge

  • The requisite generic financial services knowledge and Level 4 Diploma Qualification.
  • Detailed knowledge and understanding of the firms record keeping requirements.
  • Provision of advice to clients in a compliant manner as detailed in the firms Business Manual and Risk Plan.
  • Valid SPS Certificate
  • Achieve CAS status

General Responsibilities

  • Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principle & Code of Practice and the relevant FSA rules at all times.
  • Comply with the relevant Compliance, T&C and Anti-Money Laundering Procedures of the firm at all times.
  • Keep up to date with all relevant product, legislative or technical changes

Specific Responsibilities

  • Prospect / contact potential clients to ensure sales targets are met.
  • Ensure sufficient client information obtained and analyse information gathered.
  • Undertake sufficient product and market research in conjunction with Paraplanners.
  • Meet client review service standards of the business
  • Ensure suitable recommendations are made.
  • Ensure all supporting documentation is available and maintained.

There is an Excellent Salary, Bonus & Benefits Package Available!

Required skills

  • CAS
  • Wealth Management
  • IFA
  • Financial Advisor
  • Level 4 Diploma

Reference: 33869941

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