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Field Senior Compliance Officer (Home Based)

Posted 5 February by Reed Insurance Ended
My client a very successful Compliance Consultancy, with FCA approval to undertake full Conduct of Business Reviews - founded in 1996, they have gone from strength to strength.  They are now looking to expand their Compliance Team and looking to recruit a Senior Compliance Consultant to carry out a Field Based role which will involve regular on site visits to customers, carrying out technical research on skilled SI66 individual and production of white papers and news letters, carrying out audits and client file assessments.  This is a fantastic opportunity for a Diploma Qualified regulatory professional looking for a company who will reward you for your skills. 

The main duties will include the following:-

Regular on-site visits to customers, technical research; S166 skilled persons work; production of white papers and newsletters; audits; client file assessments.

Candidates should have a good grasp of technology and possess excellent inter personal skills as well as in-depth regulatory knowledge.

Essential knowledge requirements: COBS, SUP, SYSC. Desired knowledge requirements: ICOBS, MCOB, CONC, CASS, IPRU-INV, MIPRU.

Ideally, candidates should be qualified at or working towards Chartered Financial Planner.

The consultant would receive training prior to taking over the account management of numerous customers.

The remuneration package will be competitive and include additional benefits such as a matched 5% pension contribution; death in service benefits; private Medical with all business expenses reimbursed.

To be considered you must be able to demonstrate the following:-

- Diploma Qualified and currently a Senior Field Based Compliance Officer
- Exposure to dealing with ICOBS, MCOB, CONC, CASS, IPRO-INV IPRU
- Keen to move towards Chartered Financial Planning level 

The salary and benefits are exceptional. 

Reed Specialist Recruitment Limited is an employment agency and employment business

Reference: 33890401

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