A Financial Services company that offer compliance services to IFA practices throughout the country, has an excellent opportunity for a Field Based Compliance Consultant to cover the A12 corridor (Chelmsford/Ipswich etc).
The role will involve file checking, answering client compliance queries, reviewing and updating in house procedures, training advisers, reviewing CPD activity, collating management information and annual audits.
You will be based from home and will visit clients throughout the A12 Corridor on a daily basis. A typical week will see you visiting clients at their offices from Monday - Thursday 9/9.30 to 4/4.30pm. Clients are based throughout the UK so will mean travelling by train and car. This may involve nights away in hotels, however existing consultants rarely need to do this. You would also be required to work from home or the head office to conduct client work. Friday’s will be an admin day which again can be at home or from the Essex office.
It is essential that you have experience of checking IFA files and you are Diploma qualified.
The role offers an excellent salary, along with pension contribution, life cover, laptop etc.
If you would like to apply for this vacancy, please contact Ella Britton.
- Financial Services
- File Checking
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