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Controls & Governance Manager

Posted 7 March by Resource Management Easy Apply Ended

Our client is one of the fastest growing Asset Management Businesses in the City. They are looking to recruit a Controls & Governance Manager to assist with the increasing workload.

Key Responsibilities:

  • Help to manage the MIFID II research process including monitoring of unsolicited research, help with arranging the broker vote and broker payments
  • Market abuse monitoring and management of the market sounding process
  • Validate and amend the data extract currently used for market abuse monitoring
  • Look into developing an investment oversight framework for the front office
  • Support the best execution and TCA review process where needed

Skills & Experience required:

  • Experience of working in the Asset/Fund Management or Investment Banking
  • Strong experience of working within a Controls & Governance position or within Operational Risk
  • Very strong Excel skills is essential
  • Experience of working with data
  • Excellent communication skills both written and verbal

Reference: 34631935

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