Compliance /T&C Consultant - Glasgow
We are seeking to recruit a compliance consultant to be Glasgow based although some additional travel, to provide a range of compliance and technical services to IFAs, Wealth Managers and Mortgage Brokers to ensure they remain within the set FCA guidelines.
The role will incorporate all aspects of:
- Responding to client queries
- Supporting senior management and compliance consultant
- Support IFAs and Mortgage brokers with compliance and compliant issues
- Give technical compliance advice to firms
- Ensure action point are resolved
- General range of compliance duties
The successful candidate must be Level 4 and Mortgage qualified so experience in compliance or advice is preferred.
- Financial Services
- Mortgage Brokers
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