Compliance / T & C Consultant - Glasgow

Posted 9 April by Recruiting UK

Compliance /T&C Consultant - Glasgow

We are seeking to recruit a compliance consultant to be Glasgow based although some additional travel, to provide a range of compliance and technical services to IFAs, Wealth Managers and Mortgage Brokers to ensure they remain within the set FCA guidelines.

The role will incorporate all aspects of:

- Responding to client queries

- Supporting senior management and compliance consultant

- Support IFAs and Mortgage brokers with compliance and compliant issues

- Give technical compliance advice to firms

- Ensure action point are resolved

- General range of compliance duties

The successful candidate must be Level 4 and Mortgage qualified so experience in compliance or advice is preferred.

Required skills

  • Compliance
  • Financial Services
  • Mortgage Brokers

Application question

Are you Level 4 & Mortgage qualified?

Reference: 34855611

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