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Compliance Specialist

Posted 5 February by Exchange Street Financial Services Easy Apply Ended

Our client is an extremely well known professional services firm in the Leamington Spa area, noted for the high degree of service afforded to its corporate and HNW individual clients. With a real focus on financial planning, the organisation's accountancy partners provide a number of excellent quality leads each week resulting in a consistently thriving business model.

They are now looking for a compliance professional to support business on a part -time basis, one day per week.

The successful candidate should be an experienced financial services compliance and regulations professional. The role will be reporting to the compliance oversight officer and ensure all compliance matters are dealt with in a timely manner.

The advice is entirely bespoke meaning that knowledge of pensions, investments and protection products would be an advantage. Applicants must have experience of working in a similar capacity within an IFA practice.

Required skills

  • Compliance

Reference: 34136069

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