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Compliance Specialist

Posted 4 January by Leamington Spa Commercial Ended

We are currently recruiting for a compliance specialist to join a well-established Chartered Accountancy firm with offices in both Coventry and Leamington. Based at the Whitnash office you will be working part time 1 day per week 8.30am -5pm with 1 hr lunch (hours can be flexible if required). Annual salary for this role will be around £8,000.

The successful candidate should be an experienced financial services compliance and regulations professional. The role will be reporting to the compliance oversight officer and ensure all compliance matters are dealt with in a timely manner. Some key areas they will be responsible for are detailed below:

Ensuring all GDPR requirements are adhered to
Ensuring our firm is MiFID II compliant
Ensuring T&C is carried out and completed for 4 IFA’s and 1 mortgage adviser
Ensuring all procedures and processes are kept up to date
Staff training / testing
Spot check file reviews
Keeping up to date with current compliance changes within the industry

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Reference: 34133995

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