Compliance Officer

Posted 16 August by Heat Recruitment
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The Client:

Our client is a highly reputable financial planning practice based in central Manchester, striving to provide a truly unique and ethical financial planning service.

The Opportunity

This is a fantastic opportunity for a financial planning professional who has an interest in Compliance to progress their career. You will be fully supported within your role and work as part of a team of 4 under the Head of Compliance. You will be expected to maintain an up to date knowledge of FCA regulations and changes. This is a 12 Month FTC due to maternity cover.

What’s needed for me to be considered?

  • Proven experience within an IFA practice
  • High level of numeracy skills (GSCE in Maths desirable A -C)
  • Communication skills
  • Analytical skills
  • Operating knowledge of excel
  • Interest in Corporate Social Responsibility
  • Any R0 exams would be beneficial

What next?

Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.

Job Synonyms: Compliance Officer, File Checker, Business Quality Associate, Quality Checker

Reference: 34860596

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