Risk & Compliance
£27,000 - £30,000
A Compliance Officer is wanted for a rewarding opportunity with a well-regarded firm in Guildford. This role will suit an experienced compliance officer whom has experience working in a Risk & Compliance department of a law firm. Offering a competitive salary plus a fantastic benefits package.
The compliance officer is requirte to ensure the firm and individuals within the firm practise and promote the highest standards of legal and regulatory compliance; promoting the reputation of the firm and advancing thinking on risk management.
Key responsibilities and duties include:
Act as first point of contact for internal risk and compliance queries;
Address all areas of legal and regulatory compliance, including conflicts, AML, Bribery Act procedures, undertakings, terms of engagement and the file audit programme
Assist with the development and implementation of the risk management framework for the firm including:
Drafting risk and compliance procedures
Assisting with the preparation of reports to senior management
Risk projects, as required.
Communicate key regulatory and compliance messages via the firm's intranet
Assist with drafting and delivering training on risk and compliance matters.
Experience required in either private practice or in-house with a Regulator in regulatory compliance (including knowledge of the SRA handbook), or in any corporate, commercial or litigation teams.
Apply now for immediate consideration!
Please contact Emily Flewitt, Legal Recruitment Consultant, to discuss the role in more detail or apply through the vacancy for immediate consideration.
Douglas Scott are a legal recruitment expert and the UK's leading law firms trust us with their legal vacancies. We are a regulated recruitment consultancy and will discuss this role and seek your approval before submitting an application directly to the decision maker.
- Compliance Officer