Compliance Officer - Merseyside - £25,000 - £35,000

Posted 11 March by Prestige Recruitment Group
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Compliance Officer - Merseyside- Salary: up to £35,000 + Company Benefits

A National Wealth Management organisation are currently looking to recruit within their Compliance dept. You will be based in the Wirral office. You will be working with various depts within the business.

Your role will be to:

  • Reviewing client advice files which will include various pensions
  • Monitoring training and competence for the IFA's within the business
  • Keep up to date with compliance procedures and regulatory changes
  • Attend compliance meetings regularly and deliver updates to Compliance Director
  • Assess suitability of advice on file documentationOur client has asked for applicants to have compliance experience within wealth management.

For more info on this great compliance job opportunity in Merseyside please contact Philip Gordon at Prestige Recruitment Group - Financial Services Division for a confidential discussion on Liverpool 601-6000 / 07557-043246 or email.

I am also contactable on Linkedin.

If you have the client review experience and qualification for the role would be very keen to hear from you.

The successful candidate must hold the Level 4 Diploma In Financial Planning qualification as this is essential for the position.

Zoot Recruit has now rebranded to Prestige Recruitment Group who are specialist Insurance & Financial Services recruiter based in Liverpool but we cover vacancies all over the North West & Wales. Our current team boasts over 60 year's specialist recruitment experience between us.

Please visit our website www.prestigerecruitmentgroup.com or follow us on twitter @PrestigeRGroup

We get so many applications that in some instances we are unable to offer individual feedback. If we have not contacted you within five working days unfortunately your application will not be progressed any further for this vacancy. However, if you want to call us for a chat about any other vacancies or some advice and guidance, please do as we are always happy to help.

Required skills

  • Compliance
  • Financial Services

Reference: 37477260

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