The main duties within the role will be to ensure the regulatory and office management side is adhered to. Carrying out file checks, overseeing the Compliance side of the business and a Strong awareness of Financial Services FCA is an essential element to this role.
To be considered you must be able to demonstrate the following:-
- Currently working within a regulatory compliance role in Wealth Planning
- Currently carrying out office management and compliance duties within an IFA
- FCA regulatory background and ideally working towards or achieved Financial Planning Certificate
In return our client offers an excellent salary and benefits package to match your skills. It is a great company to work for.
Reed Specialist Recruitment Limited is an employment agency and employment business
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