Compliance Officer - Corporate / Commercial Banking

Posted 10 January by MERJE Ltd

The Bank is looking for a regulatory Compliance Officer to support the Head of Compliance, Risk &

Internal Controls in all matters for the Bank relating to the framework and guidance of the PRA

and FCA.

The Client-

A small to medium size International Bank offering Corporate & Commercial Banking products and solutions.

This Client does not provide sponsorship.

The role-

  • Be involved in the annual review of Global Policies to perform a business impact analysis, identify areas of improvement as it relates to the business and propose policy and procedure updates based upon assessment results
  • Help manage the Compliance Monitoring Programme, you will be key to performing gap analysis to identify areas of improvement as it relates to the business and propose policy and procedure updates based upon assessment results
  • Assist in compiling and responding to due diligence inquiries
  • Coordinating regulatory exams and training of group staff
  • Assist in developing reporting of priority metrics for reporting
  • Serve as Secretary to the Compliance Committee
  • Keeping abreast of regulatory developments that impact the business globally
  • Completion of identity records and updating of associated client PEP/Sanction and high risk customer screening logs
  • Assisting the team with transaction monitoring, Sanctions/PEPs screening processes / reports
  • Involvement in various ad-hoc compliance requests or projects

Key Requirements-

  • Able to demonstrate knowledge in the core areas of regulatory compliance gained in a financial services organisation / Bank
  • Ability and confidence to work with senior members of staff
  • Excellent communication skills
  • Strong planning and organisation skills
  • International Banking experience / experience of having worked in an international environment
  • Portuguese speaker would be an advantage
  • Experience with MiFIDII implementation
  • Knowledge on Actimize/Nice desirable

Required skills

  • Banking
  • Compliance

Reference: 33874797

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