Compliance Monitoring Officer

Posted 19 September by Easyweb Agency
Easy Apply

Join a major player within the financial services industry who have been established for over 20 years. Listed as one of the Sunday Times 100 Best Companies to Work for, and with multiple awards, you'll really love it here!


With aims to be the market leader in investment products you will assist the business in ensuring they remain compliant with all FCA rules, guidance and principles. You will carry out monitoring work under a risk based monitoring plan, carrying out deep dive or quick reviews along with routine monitoring. 


Location: Salford, Manchester


Salary: £25K - £35K depending on experience


Benefits: 3% pension, 5% bonus, 24 days holiday increasing with service, holiday buy and sell, 3 x death in service, discounted PMI and dental, pay day drinks, free gym.


We want you to apply if you’ve got previous compliance monitoring experience within a FCA regulated business. You’ll have an awareness of the FCA handbook in particular COBS, SYSC, Financial Crime, CASS and MAR.  


This vacancy is being advertised by EasyWeb Agency, the services advertised by EasyWeb Agency are those of an employment agency. No terminology in this advert is intended to discriminate on the grounds of gender, race, disability, age, sexual orientation, religion, or belief, and we confirm that we will gladly accept all applications. 


Reference: 38952348

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