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Compliance Monitoring Officer - Kent

Posted 22 February by Broadgate Search Ltd Easy Apply Ended

My Retail Banking client in Maidstone is currently looking for a Compliance Monitoring Officer to join their current team.

The candidate must have a generalist compliance background (conducting reviews, risk assessments, ad-hoc project involvement) within the retail banking space. Some of the daily responsibilities include (but are not limited to):

  • Planning individual assignments, this will involve gaining an understanding of the controls in place to implement relevant legislation in the area under review;
  • Developing detailed test plans to assess the effectiveness of the relevant controls;
  • Carrying out detailed tests to determine the robustness of the controls;
  • Discussing with management the outcomes of the testing;
  • Drafting and presenting reports on the results of the tests;
  • Assisting with other Testings / Reviews / Investigations as required;
  • Tracking progress and validating results of action plans to address findings raised; and
  • Collaborating with the Compliance team to continually improve your own performance and the performance of the Compliance team in its entirety.

If you believe you would be a good fit for this role and would like to hear more, please get in touch.

Required skills

  • Compliance
  • Compliance Monitoring
  • Mortgage Advisor

Reference: 34532828

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