Compliance Monitoring Manager

Posted 19 March by Hays Specialist Recruitment Limited Easy Apply

Medium sized Lloyd's Market Broker is looking to recruit a Compliance Monitoring Manager

Your new company

This role is within a medium sized Lloyd's Market Broker in their compliance team.

Your new role

You will be responsible for working with the compliance team and taking a lead in the planning, undertaking and implementing of compliance monitoring frameworks to provide assurance to the business that their broker's activity is meeting legal & regulatory requirements. The monitoring includes broking file reviews, claims reviews, binding authority reviews as well as thematic compliance reviews.You will also get involved in assisting with regulatory projects and assisting in anti-financial crime procedures.

What you'll need to succeed

To be successful in this role you will need strong regulatory experience gained within the Lloyd's Insurance Market, ideally within an Insurance Broker. This is a result of a knowledge of Lineslips, Open Market Placements and binding authority knowledge being required. You will be familiar with the responsibilities provided above and have conducted them in some capacity.

What you'll get in return

This is a senior role within a prominent Lloyd's Market Insurance Broker broker where you will have a major part to play in terms of their compliance plan. There is a competitive salary and benefits package on offer.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

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Required skills

  • Insurance FCA Compliance Monitoring Regulatory assurance

Reference: 34710973

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