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Compliance Monitoring and Training Analyst (12 months)

Posted 7 February by twenty84 solutions Featured Ended

12 month contract in compliance monitoring and training working for a fantastic company and great team? Prefer working in smaller teams and more diverse roles? Want to work for a market maker that also operates in the investment management space?

This is role could be for you and has a good duration:

  • Assist with the management and delivery of all aspects of compliance monitoring
  • Determine the scope and testing approach for reviews
  • Conduct thorough reviews to ensure compliance with regulations and internal standards
  • Provide written reports for management to include details of findings and recommended actions
  • Ownership of the online training system and assigning all training to employees
  • Review and update of training courses as necessary

Requirements

  • Compliance monitoring / assurance and training experience preferably form investment management, market maker, wholesale, or securities firms
  • Knowledge of control room / PA dealing activities preferred
  • Sound knowledge of COBS and MiFID 2 also preferred
  • Good report writing experience

Reference: 34416634

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