Compliance Manager

Posted 14 August by Exchange Street Financial Services
Easy Apply Ending soon

When an established and highly regarded Chartered IFA business looks to recruit a senior Compliance Manager to take overall responsibility for the firm’s compliance department including CF10 and CF11 functions, we are often asked to identify someone who can make a sideways step from a similar practice. In this case however, our forward thinking client is keen for us to identify a talented compliance professional who is looking to make the next step up. Offering an attractive starting salary of c£60,000 + package along with flexible working hours and homeworking, this is a modern practice and will suit an individual with fresh ideas and a positive approach.

Operating primarily from the head office in Cheshire, the incumbent will report directly to the board and have immediate responsibility for the existing compliance team and more broadly a national adviser network. With a remit to define and implement policies and procedures, monitor compliance and be the conduit for the FCA, this is a key appointment for the firm and will carry further opportunities for career advancement for the right individual.

Successful applicants are likely to have experience of compliance management within an IFA or network and must hold the financial services diploma level qualification as a minimum. In this instance, applicants without a financial planning background need not apply.

For further information regarding this exciting vacancy or a confidential discussion about the other high profile roles in the region, please apply here.

Required skills

  • Compliance
  • Financial Services
  • IFA
  • CF10
  • CF11

Reference: 35873893

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