Compliance Manager

Are you stuck in an office, carrying out file review after file review? Enjoying your work but not feeling that you are having an impact on how advisers advise? Then this opportunity will take you to the next level.

This compliance role is not just about reviewing cases. It is about working closely with a number of financial advisers, visiting their offices to engage with them and coach how to improve what they do and the solutions they provide their clients.

You will therefore develop into someone who can help advisers be better at their work. Which would be pretty rewarding wouldn’t it?

And you will be rewarded in other ways. This award-winning business will invest heavily in your future, enable you to gain promotion and take you from what is already a very well-paid position (the overall package is higher than file review and paraplanning roles) to a higher income level.

If you are in file review/compliance within financial planning at present and hold the Diploma in Financial Planning then contact Leanne Reid for details on what this opportunity can do for your career.

Required skills

  • Compliance
  • Financial Planning

Application questions

Are you qualified to Level 4?
Do you have a minimum of 2 years' experience in a similar role?

Reference: 34691561

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