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Compliance Manager

Posted 27 February by Coast Specialist Recruitment Easy Apply Ended

Our client, a well established, reputable, growing IFA business is looking for an experienced Compliance Manager, either on a full time or part time basis. The company currently spreads the compliance function between a Director, Practice Manager and outsourced company. However, as the firm continues it’s growth and is extremely busy, they would like somebody to control the compliance function fully within their business. Candidates should be highly experienced within compliance from an IFA or Provider background, be at least Diploma Qualified, ideally Chartered or working towards this and have a first class expertise in pensions and investments. This is a great opportunity for somebody to help improve their processes and create an excellent compliance function, working with the Directors, Advisers and Technical Support team.

Required skills

  • Compliance
  • Investments
  • Pension Schemes

Reference: 34563471

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