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Compliance Manager

Posted 6 February by Venn Group Easy Apply Ended

An excellent opportunity has recently arisen at a Brokerage Firm based in the City. For this role it is essential you have either a Brokerage or Investment Management background.

The successful candidate will oversee the design, implementation and execution of the company policy and procedures. In addition you will manage and coordinate FCA returns, including liaising with the regulators in advance and after their visit. You will be required to assist with the Compliance Monitoring and Reporting and also any relevant regulation changes.

This role is perfect for someone who is immediately available and is open to starting a new position at short notice. You will be able to hit the ground running and work independently.

If you are interested in this position or similar positions please contact or Jake Seymour on and email your CV to

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Venn Group is an equal opportunities employment business and employment agency and welcomes applications from all candidates.

Reference: 34413532

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