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Compliance Manager

Posted 5 February by 3R Consulting Ltd Easy Apply Ended

Principle Objectives and Role Responsibilities

• Delivery and monitoring of compliance in line with company policy and FCA regulations across the business.

• Have a detailed understanding of the FCA requirements.

• Preparation, analysis and development of compliance reports in relation to internal audits as part of the Quality Management System.

• Development and update of compliance guidance material in accordance with business and regulatory requirements.

• Document control and monitoring.

• Working at all times in accordance with the company policy, processes and procedures.

• Carry out client file reviews and reporting of internal and external breaches.

• Approval of Financial Promotions and other documentation.

Key Skills & Competencies

• Experience of Insurance markets

• Experience and awareness of applicable Codes of practice

• Training of internal and external teams to deliver in accordance with aims and objectives of a Code of practice / regulatory and compliance frameworks.

• Excellent analytical skills, strong commercial awareness.

• Excellent written skills and bid presentation skills.

• An understanding of legal frameworks and insurance law is desirable

• Excellent, presentation and communications skills.

• Takes responsibility for own development and shares knowledge and experience with others

• Sound Customer Relationship Skills

• Ability to work under pressure and meet deadlines

• Excellent organisation, prioritisation skills

• Ability to effectively work within team, promoting the concept of team work

• Proactive, decisive and results focussed

Qualifications & Experience

• Currently working in a similar compliance role within Insurance industry.

• Willing to work towards Corporate Membership of The Chartered Association of Insurance.

• Have a detailed understanding of the FCA requirements.

Required skills

  • Compliance
  • Insurance
  • Insurance Law
  • Regulations
  • fca

Reference: 34394925

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