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Compliance Manager

Posted 11 January by MW Appointments Ended

Insurer based in Stevenage are currently seeking a Compliance Manager. Main Purpose of Job:
Responsible for monitoring the systems and controls in place to meet the Company's regulatory obligations and maintaining use of these systems and controls. Providing agreed regular MI reports on the status of compliance within the Company including any non-compliance or notifiable breaches identified. Ensuring all staff are aware of the Company's culture of compliance, their compliance obligation, and in particular, those related to the fair treatment of customers. Key Responsibilities and Accountabilities: ·Keeping up-to-date with regulatory developments. ·Advising senior management in a timely manner about:FCA related issues and other regulatory issues, Any changes to the FCA regulations, Co-ordinating with senior management and the firm's compliance consultant in producing the firm's High Level compliance manuals and reports, ·Co-ordinating and producing the firm's Annual compliance review for senior management, ·Managing relationship with the firm's compliance consultant, ·Assisting the Senior Management in ensuring that the firm responds appropriately to requests for information from the FCA, ·Ensuring that the firm's activities comply at all times with its procedures., ·Ensuring that the firm's activities comply at all times with FCA requirements, ·Reviewing on an on-going basis the firm's reporting lines to ensure any changes in personnel are reflected in the firm's documentation and communicated to all staff

MW Appointments is acting as an Employment Agency in relation to this vacancy.

Reference: 33926499

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