1,283

Compliance Manager jobs

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Compliance Manager

Posted 7 December by Search Consultancy Easy Apply

My client, an award winning Compliance Service Provider are looking to add to their team. The application and role summary Based in the London office, the Compliance Manager will contribute to the team's interaction with compliance clients and oversee the work of 2-3 Compliance Associates. The Compliance...

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Compliance Manager

Posted Today by Premier Jobs UK Limited New Easy Apply

Are you an experienced Compliance Manager looking to join an award winning directly authorised network with Head Office based in the South West? The Company Our client company are a highly successful, directly authorised independent specialist financial advice company focusing on high net worth private...

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Compliance Manager

Posted 26 November by Premier Jobs UK Limited Easy Apply

Are you an experienced Compliance Manager looking to join an award winning directly authorised network with Head Office based in the South West? The Company Our client company are a highly successful, directly authorised independent specialist financial advice company focusing on high net worth private...

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Compliance Manager

Posted 11 November by TQR Search and Selection

Our client is a leading and national Wealth Management Company and they are looking for an experienced T & C Manager to join their Compliance Team The main purpose of this role is to control the systems and MI for the Training & Competence function, take charge of ad hoc projects, and provide...

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Compliance manager

Posted 7 December by MET Recruitment (London) Ltd

Compliance manager MET Recruitment are looking on behalf of a Salisbury based Self Invested Personal Pension (SIPP) firm, for a compliance manager to join their team. Our client is looking for a compliance manager who will be working with one of the markets leading retirement and wealth planning firms...

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Compliance Manager

Posted 14 November by Heat Recruitment Featured Easy Apply

The Client There is a fantastic opportunity here to for a successful Compliance Manager to join a well-established Financial Services Practice with a national reach. Our Client are a growing practice with a great industry name, focus on providing a highly personalised financial planning and investment...

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Compliance Manager

Posted 5 days ago by Search Consultancy Easy Apply

Compliance Manager Gloucestershire £50,000pa +superb benefits package Our client, a renowned national wealth management firm are looking for a Compliance Manager to complement their team. The ideal candidate will be qualified in either Financial Advice or Compliance to Level 6, have experience in Compliance...

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Compliance Manager

Posted 5 November by Stellar Select Limited Featured Ending soon Easy Apply

Job Title: Compliance Manager Location: Bracknell Salary: Up to £65,000 dependent on experience and extensive benefits package Benefits: 25 Days holiday Healthcare Life Assurance 4 times salary Pension (contributory) Discretionary bonus scheme Free onsite parking Onsite restaurant Dental plan Health shield...

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Compliance Manager

Posted 21 November by SRGEurope Featured Easy Apply

Compliance Manager | Capital Markets | Salary £50 - 65,000k plus benefits and relocation package | Gibraltar SRGEurope has been appointed to recruit an experienced Compliance Manager to join a rapidly growing Financial Services Provider based in Gibraltar. Our client is dynamic, professional, and has...

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Compliance Manager

Posted 7 December by MET Recruitment (London) Ltd

Our client is a London based compliance regulatory firm (practice based) looking to add a Compliance manager to their team. Responsibilities: Overseeing client's compliance monitoring plans, working with business across the financial planning, investment, advisory and hedge fund space Managing a small...

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Compliance Manager

Posted 6 days ago by ORP Recruitment Featured Easy Apply

ORP have an excellent opportunity to join a growing team in a financial company in the heart of Bromley. We are looking for an experienced Compliance Manager to join a busy team. Salary: £up to 40k DOE Hours: 8.30am-5.30pm Duties: Ensure the company adheres to full regulatory compliance procedures Write...

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Compliance Manager

Posted 28 November by Alexander Lloyd Easy Apply

A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space, looking for a Compliance Manager to join their team due to organic growth. Role Summary: Management and...

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Compliance Manager

Posted 28 November by Artis Recruitment Easy Apply

This highly regarded financial services organisation has a need to bolster its Compliance Team and support ongoing growth by recruiting a new Compliance Manager. They have grown through the ethos of offering quality and building trusted and enduring relationships with their clients and have received numerous...

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Compliance Manager

Posted 22 November by Heat Recruitment Featured Easy Apply

The Client: My client is a highly reputable financial planning network that pride themselves on the personal touch that they provide their clients. They offer tailored financial solutions on a range of financial products for both private and corporate clients. The firm have an excellent staff retention...

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Compliance Manager

Posted 21 November by IDEX Consulting Ltd Featured Easy Apply

My client a highly successful chattered IFA firm based in Sutton Coldfield, currently looking to recruit a Compliance Manager due to retirement. General Responsibilities: Ensure that the firm maintains accurate, detailed and up to date compliance records across all areas of the firm's business Ensure...

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Compliance Manager

Posted 29 November by Cameron James Easy Apply

I am working with a successful IFA Practice with offices based in Liverpool, Chester and Manchester who are looking for an experienced Compliance Manager to come on board. They are looking for someone who can be the CF10 function for the firm. The successful candidate will be responsible for enforcing...

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Compliance Manager

Posted 7 November by FourthLine Easy Apply

Hello $first name$, I am currently sourcing for a Compliance Manager working on a permanent basis based in Leeds. Salary: Circa £30,000 - £40,000 depending on skills and experience Main Duties: - Ensuring compliance of IFA Advisers with all Internal and Regulatory Policies, Practices, Procedures and Standards...

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Compliance manager

Posted 30 November by Ignata Tech Easy Apply

Ignata Technology is partnering with an exciting Fintech Based in London . They desire a compliance manager to join there expanding team. The successful candidate should: Have strong Organisation skills Be an AML expert Come from a Payments or Audit background Be meticulous and highly focused A natural...

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Compliance Manager

Posted 4 December by Recruit UK Easy Apply

I’m proud to be working with an independent financial consultancy with a regional presence, they pride themselves in providing long-term ongoing assistance and take real care and value in servicing their clients. They have great relationships with other professionals of their clients - their aim is to...

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Compliance Manager (Financial Service)

Posted 1 week ago by People First

Your New Job Title: Compliance Manager (Financial Service) Your New Salary: £60-90k depending on experience Job status: Permanent Location: Central London Who You'll Be Working for: Our client is an investment firm, which is authorised both as a full scope Alternative Investment Fund Manager ('AIFM’)...

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Compliance Manager (Part-Time)

Posted 29 November by MERJE Ltd Easy Apply

A Commodities Trading and Trade Finance organisation are looking to recruit a Part-Time Compliance Manager (3 Days/ Week) to join their family office on an initial 1 year Fixed Term contract with a the option of going permanent at the end of the contract. Reporting to the Deputy Managing Director, you...

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Compliance Manager

Posted 30 November by Wells Tobias Easy Apply

Compliance / Regulation / FCA / Risk / Investment / Fund / Conduct / Customer / TCF Wells Tobias is currently looking to hire an experienced Compliance professional to work for this busy London based client. This role will be working with the senior / executive leadership of this firm to manage a portfolio...

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Compliance Monitoring Manager

Posted 6 days ago by IDEX Consulting Ltd Featured Easy Apply

Are you an Investment Compliance Specialist who is looking to work for a leading investment management practice in Yorkshire? Are you looking to join a business who is growing and provides development and training with access to board level? My client are a leading investment management business who are...

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Risk and Compliance Manager

Posted 26 November by MERJE Ltd Easy Apply

We’re seeking an experienced and delivery focused Risk and Compliance Manager to have the overall responsibility for ensuring consistent standards and compliant behaviour within our new Banking client. You will be responsible for embedding effective risk assessment and reporting frameworks and facilitating...

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Risk and Compliance Manager

Posted 5 December by Parkhouse Bell Ltd Easy Apply

An opportunity has arisen to join a well-known, innovative company that operates across Greater Manchester specialising in investing in and developing the local area. Our client is looking for a Risk and Compliance Manager to cover maternity leave. Location: Manchester Term: Maternity Cover until July...

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