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Compliance Manager

5 days ago by Reed

Deputy MLRO & Compliance Manager Location: London Working Hours: Full-Time Salary: Competitive We are excited to represent an International Bank in their search for a Deputy MLRO & Compliance Manager at their London Branch. This role is instrumental ...

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Compliance Manager

We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the...

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Compliance Manager

We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the...

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Deputy Compliance Manager

The Deputy Compliance Manager will play a key role within a thriving financial services team, steering the strategic direction of risk and compliance matters. Client Details The firm is a large organisation within the financial services industry. Wit...

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Deputy Compliance Manager

A Deputy Compliance Manager is needed to bolster our well-established risk and compliance department in the financial services sector. The position calls for a detail-oriented professional with a solid grounding in compliance regulations and risk man...

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Regulatory Compliance Manager

23 April by Reed

Regulatory Compliance Manager Purpose of the Job Support and enhance compliance across all regulatory, financial, and operational systems within the Bank, focusing on AML, financial crime, and regulatory standards. Principal Accountabilities Engage w...

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Compliance Manager - Wealth Management.

17 April by Oval Recruit

Compliance Manager - Wealth Management. 100-120,000 Package Client - A leading International Wealth Manager who provides Wealth and Investment Management Advice to HNW private clients often with complex multi-jurisdictional requirements. They manage ...

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Compliance Manager - Private Wealth Management

23 April by Robert Walters

Compliance Manager (Private Wealth) Salary: 100,000 - 120,000 Location: London Keywords: Compliance, Manager, Financial Services, Policies, Regulations An exciting opportunity has arisen for a seasoned Compliance Manager to join a dynamic wealth mana...

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Conduct and Compliance Manager - Retail FS, London

7 May by Oliver James

Conduct and Compliance Manager London / Hybrid Retail Financial Services I am looking for a experienced, client facing advisory professional to join a small team in London. You will have specific experience of managing and delivery conduct risk and c...

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Compliance Analyst

30 April by CMC Markets

Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regulated offices and branches in 13...

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Compliance Director

We are partnering with one of the UK's leading Financial Planning businesses, providing impartial, tailored advice to High Net Worth Individuals, Business Owner-Managers, and Trustees. This award-winning, fee-based, independent firm manages over 2.4 ...

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Head of Compliance

We are currently recruiting for a Financial Planning in London who are looking to recruit a Head of Compliance. Role The Head of Compliance has responsibility for compliance activity. Desire to hold (with commensurate prior experience), or to work to...

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Senior Compliance Specialist

We are partnering with a multinational fintech company in the search for a Senior Compliance Specialist. This is a 12 month temporary role with scope for extension and to go permanent, based in London and offering hybrid working (3 days per week in t...

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Senior Compliance Specialist

7 April by LMA Recruitment

This role offers the opportunity to play a key part in supporting the company's overall compliance programme, with a strong emphasis on UK financial regulatory frameworks, including the FCA and Payment Services Regulations (PSRs). Key Responsibilitie...

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Compliance officer

17 April by Armstrong Knight

A well-established and respected specialist mortgage lender operating within the second charge market is looking to appoint a Compliance Officer to join its high-performing, close-knit team in London. This is an exciting opportunity to step into a cr...

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Compliance Officer

14 April by REV & REGS LIMITED

Rev & Regs are recruiting for a Compliance Officer for a UK Challenger Bank (Lending/Finance/Savings). This is a generalist compliance role which will undertake monitoring reviews (including thematic reviews), provide regulatory advice and guidance, ...

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Director of Compliance

Reporting into the COO with a dotted line into the CEO, this stand-alone role will be both strategic and hands on. The intention will be for the incumbent to take on the responsibilities of SMF 16/17, therefore the official title is "Compliance Offic...

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Technical Compliance Lead - Remote

My client is a Top 40 firm of Chartered Accountants. As a leading firm of Chartered Accountants, they look after the accountancy, tax planning and business advisory needs of their clients (individuals, businesses and third sector organisations both i...

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Chartered Paraplanner

Blakemore Recruitment is very excited to assist a thriving IFA based in London looking for its next Senior Paraplanner(Chartered) Are you ready to advance your professional status to bring you closer to a lucrative new position? This is undoubtedly a...

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IFA Support

16 April by KFS Recruitment

Client Service Support (IFA Support/Trainee Paraplanner) City/hybrid 33-38,000 A well-established and highly reputable IFA practice, offering holistic financial planning advice is seeking an additional person to join their team. The successful candid...

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Binding Authority Account Manager

9 April by Aon

Binding Authority Account Manager Looking to draw on your DUA Technical knowledge? Enjoy working in a dynamic Team taking instructions from business producers as well as liaising with Clients and Underwriters? Then this Account Manager role based in ...

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Self Employed Mortgage Adviser (Leads Provided)

5 days ago by OneDome Ltd

Role Title: Self Employed Mortgage Advisor (Leads Provided) Company: CMME Mortgages & Protection Ltd (OneDome) Join one of the fastest-growing mortgage brokerage firms in the UK as a self-employed mortgage advisor. Are you a high-performing mortgage ...

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Regulatory Reporting Manager

Regulatory Reporting Manager Location: London (UK residents only) Working Hours: Monday - Friday 09:00 - 17:30 Overall Purpose of Job KMC are undergoing a period of change with predominant focus on strengthening our control environment specific to ou...

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Reserving Manager

Primary Details Time Type: Full time Worker Type: Employee Reserving Manager London Permanent (Hybrid) At QBE, our purpose is to enable a more resilient future. We are an international insurer and reinsurer with a local presence in 27 countries. The ...

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Relationship Lead

17 April by Equiniti

Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. EQ's vision is to be the leading global share registrar, offering comp...

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