My client is a boutique Asset Management business who are looking to hire a Compliance Funds Manager.
You will be responsible for providing advice and guidance to the business on regulatory matters. You will also maintain and promote effective compliance organisational practices to ensure adherence with applicable regulatory requirements. This person will act as the Compliance representative for new funds and changes to existing funds (including liaison with the Product team and their communication with the Regulator).
You will have significant asset management experience gained in a Compliance function, in an investment management environment with exposure to and familiarity in managing related retail and institutional compliance issues. You will also have good knowledge of UK regulation as applicable in an Investment Management business, particularly COLL, FUND and COBs. You must have experience of launching / closing funds.
Should you be interested in this role please apply and we will get in contact with you.