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Compliance Manager - Independent Bank - LMA Exclusive

Compliance Manager - Independent Bank - LMA Exclusive

Posted 21 January by LMA
Easy Apply Ended

LMA Recruitment is exclusively representing this independently owned and managed European bank with international business lines. It is based in the heart of London's West-End

This role reports into the Head of Compliance

Key Responsibilities

* Liaise with MLRO to ensure that KYCs are up to date and current for all customers
* Perform all of the necessary checks in line with the KYC procedures outlined by the MLRO/ Compliance Team.
* Liaise with counterparties (if required) to obtain the required documentation
* As required, investigate information found (e.g. PEPS, adverse media) and report accordingly to the MLRO.
* Monitor and maintain MIS (database system) for the outstanding KYC encompassing (a) Customers (b) Group Companies
* Creating and producing reports on AML and monitoring within the business
* Carry out other ad-hoc projects and reviews under the direction of the Head of Compliance
* To ensure that you comply with all Bank policies and procedures
* Ensure that customers are treated fairly at all times (internal and external)
* Conduct internal and external monitoring
* Lead on online Training portal.
* Key Compliance contact for key outsourcing relationships.

Candidates will be well experienced within banking - whether in internal audit , compliance or a regulatory environment

Reference: 37078132

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