1,905

Compliance jobs

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Compliance Adviser, Corporate Compliance

Posted 9 January by Hays Specialist Recruitment Limited Easy Apply

Compliance, Corporate Compliance, FinTech, Pensions, retail financial products, London Your new company A revolutionary FinTech with a national presence and a recognised commitment to being one of the country's top employers is seeking to expand its compliance division in London. This team is primarily...

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Compliance Manager

Posted 18 December 2018 by Paragon Personnel Featured Easy Apply

I have a Compliance Manager role open at an award winning Investment Manager & Compliance service provider, based in central London. My client is at the forefront of what they do in a niche market. This opportunity will give you the chance to work with portfolios consisting of specialised Hedge Funds...

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Compliance Administrator

Posted 10 January by Robert Walters Easy Apply

An excellent opportunity is available with a most respected Financial Services business based in Birmingham City Centre for a Compliance Administrator to ensure implementation of the firms compliance policies and undertakes specific checks and controls to ensure all departments are compliant. Key Responsibilities:...

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Compliance Manager

Posted 2 days ago by MB Fitzgerald New Easy Apply

Our client are a well established Financial Planning organisation with numerous offices across the UK. This vacancy will based in their London Head Office, although some travel to other offices may be required on an ad-hoc basis. Due to a number of acquisitions over the past 18 months they now require...

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Compliance Officer

Posted 14 January by REED Featured Easy Apply

The Company... Longstanding client of Reed's who deal with employment packages, including pensions, benefits and subscriptions. The Role... As the Compliance Officer you will be responsible for supporting the delivery of a compliant organisation- FCA regulation. The role is responsible for creating, supporting...

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Compliance Officer

Posted 14 January by REED Featured Easy Apply

The Company... Longstanding client of Reed's who deal with employment packages, including pensions, benefits and subscriptions. The Role... As the Compliance Officer you will be responsible for supporting the delivery of a compliant organisation- FCA regulation. The role is responsible for creating, supporting...

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Compliance Officer

Posted 14 January by REED Featured Easy Apply

The Company... Longstanding client of Reed's who deal with employment packages, including pensions, benefits and subscriptions. The Role... As the Compliance Officer you will be responsible for supporting the delivery of a compliant organisation- FCA regulation. The role is responsible for creating, supporting...

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Compliance Manager

Posted 9 January by Alexander Lloyd Easy Apply

A sovereign wealth fund is seeking an experienced Compliance professional to join their London team. You will have oversight for the European investments on a standalone basis covering all areas of EU Compliance, working alongside the London based legal team. You will have lots of interaction with other...

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Compliance Officer

Posted 1 week ago by First Choice Recruitment Easy Apply

Main responsibilities: To work with the Head of Compliance to ensure compliance with the financial services legislation. To be the main point of contact between the firm and the GFSC in relation to compliance matters. Main duties: Manage and update internal policies and procedures to ensure compliance...

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Compliance Manager

Posted 11 January by Artis Recruitment Easy Apply

This highly regarded financial services organisation has a need to bolster its Compliance Team and support ongoing growth by recruiting a new Compliance Manager. They have grown through the ethos of offering quality and building trusted and enduring relationships with their clients and have received numerous...

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Compliance Officer

Posted 11 January by Search Consultancy Easy Apply

Compliance Advisory Officer Birmingham £40-50K (negotiable) + benefits The Organisation, operating within the insurance sector, requires an Compliance Advisory Officer to join them at an exciting stage in their development and help push the business forward. The Compliance Advisory Officer will be accountable...

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Compliance Officer

Posted Yesterday by Mulberry Recruitment Featured New Easy Apply

Compliance Officer Location : Farnborough Salary : £35-40,000 My client who are in Financial Services are currently recruiting for a Compliance Officer to join their team. We are looking for candidates who have got strong experience working with Policies, Compliance and Risk. Maintain a risk and compliance...

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Compliance Officer

Posted Yesterday by Purple Placements New Easy Apply

A prestigious Financial Services organisation in Hampshire is looking to recruit a Compliance Officer, to assist the Compliance Manager in formatting and implementing compliance policy, ensuring the provision of effective and appropriate compliance policies, interpretation and approvals. If you have the...

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Compliance Supervisor

Posted 10 January by Dynamite Recruitment Solutions Ltd Easy Apply

COMPLIANCE TEAM LEADER We are recruiting for a Financial Services client in West Sussex that is looking for a Compliance TEAM LEADER to work with the Compliance Manager to deliver robust and repeatable best practices and to identify and mitigate Risk. For this role you will be supporting the Senior...

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Compliance Adviser

Posted 14 January by The Curve Group Easy Apply

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

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Compliance Officer

Posted 8 January by Premium Star Easy Apply

Main Purpose of the Role: As Compliance Officer you will support the Head of Compliance to oversee day to day compliance and risk management. You will assist in the design and implementation of the compliance framework and drive standards of 'Treating Customers Fairly’ across the business to effectively...

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Compliance Associate

Posted 10 January by Paragon Personnel Featured Easy Apply

I have an exciting opportunity as a Compliance Associate at my client, a well-established Compliance service provider, based in central London. This is an exciting opportunity to join a fast growing organisation with a highly motivated and client focused team. My client is at the forefront of what they...

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Compliance Officer

Posted 11 January by FourthLine Easy Apply

Asset Management - Investment Management - Compliance Officer An Asset Management company in London are looking to recruit a Compliance Officer to join the growing department. This is a Permanent Role Role: Compliance Officer Salary: £80,000 Location: London The role will be reporting directly to the...

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Compliance Analyst

Posted 14 January by First Recruitment Services Limited Easy Apply

As part of the second line compliance function, the Compliance Analyst will provide assurance, advice and guidance to the wider business to support compliance in regards both the UK and the EU regulatory system. Key Activities & Responsibilities: Ownership of the comprehensive scheme of compliance...

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Compliance Adviser

Posted 6 days ago by The Curve Group Easy Apply

We are currently looking for a Compliance Adviser for a 3 month role to assist the Compliance Officer to identify, assess, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated...

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Compliance Manager

Posted 20 December 2018 by Mulberry Recruitment Featured Easy Apply

Compliance Manager Location : Camberley Salary £70,000 + benefits + bonus My client who are based in Camberley are looking for a Compliance Manager to join their team. We are looking for candidates who have experience working within the Financial Services Industry/Insurance. You must be able to demonstrate...

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Compliance Analyst

Posted 15 January by Search Consultancy Easy Apply

Compliance Analyst - Horsham - £25-£30,000 Our clients, a provider of a range of investment management services are looking to hire a talented Compliance Analyst to join their team in Horsham. Overall Purpose of the Job: As part of the second line compliance function, the Compliance Analyst will provide...

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Compliance Officer

Posted Yesterday by FourthLine New Easy Apply

FourthLine are currently representing our Insurance client recruit for a Compliance Officer in their busy team. Based in Kent, this client has a great reputation for valuing and developing their staff. Key responsibilities of the role would include: Conducting compliance monitoring and thematic reviews...

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Compliance Analyst

Posted 14 January by FourthLine Easy Apply

FourthLine are currently representing our Insurance client recruit for a Compliance Analyst in their busy team. Based in Surrey, this client has a great reputation for valuing and developing their staff. Key responsibilities of the role would include: Conducting compliance monitoring and thematic reviews...

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Compliance Manager

Posted 5 days ago by Mana Resourcing Easy Apply

JOB TITLE: Compliance Manager JOB SUMMARY: Working for the UK's leading retirement income broker you will be responsible for managing all compliance along with your team. LOCATION: Peterborough SALARY: £35,000 basic depending on experience with quarterly and annual bonus on top up to £10K MUST HAVES:...

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