383

Compliance jobs

Easy Apply

Compliance Manager

Posted 11 January by MERJE Ltd Easy Apply

A Compliance Manager, who desires to work in a dynamic, fast-moving and fast-growing company environment interacting with blue-chip clients, is required to work for a financial services company based in London. The company specialises in providing compliance and regulatory umbrella services to their clients...

read more
Featured Easy Apply

Compliance Officer

Posted 1 week ago by REED Featured Easy Apply

The Company... Longstanding client of Reed's who deal with employment packages, including pensions, benefits and subscriptions. The Role... As the Compliance Officer you will be responsible for supporting the delivery of a compliant organisation- FCA regulation. The role is responsible for creating, supporting...

read more
Easy Apply

Compliance Manager

Posted 12 January by MET Recruitment (London) Ltd Easy Apply

Compliance Manager MET Recruitment are working with a Newcastle upon Tyne based online gaming/gambling firm looking to add a Compliance manager with a gaming/gambling industry background to their team in Newcastle. The successful candidate will have the opportunity to progress within the company. Our...

read more

Compliance Associate

Posted 18 December 2018 by Just Recruitment

Do you have compliance experience and are looking for a new challenge? Have you worked in financial services? Our client is a busy financial services organisation with a diverse client database, looking to take on a Compliance Associate to assist the Compliance manager with regulatory processes and procedures...

read more
Easy Apply

Compliance Officer

Posted 6 days ago by Goodman Masson Easy Apply

A Major Insurer are looking for an experienced compliance and financial crime professional to join their team. This seen as a key role in continuing to develop their compliance and financial crime programme. Your responsibilities for this role may include, but are not limited to: Assist with reviewing...

read more
Featured

Compliance Officer

Posted 5 days ago by Shawbrook Bank Featured

The Role Shawbrook Bank are looking to recruit a Compliance Officer to join our team based in Redhill. In this role you be responsible for supporting the provision of guidance to all areas of the bank on regulatory and compliance matters. The role requires you to contribute to the overall success of the...

read more

Compliance Assistant

Posted 6 days ago by Good Egg Recruitment Ltd

Due to expansion, our Client is looking to recruit a Compliance Assistant to join their team. You will be working within a friendly environment in a modern, successful law firm based in Warwickshire. Experience required: The successful candidate will be able to work in a busy and fast paced professional...

read more
Easy Apply

Compliance Advisor

Posted 1 week ago by The Curve Group Easy Apply

Compliance Adviser - MK Role Summary To assist the Compliance Officer MK to identify, assesses, mitigate and control through compliance monitoring. Particular focus will be on the operational aspects of the newly created residential Home Purchase Plans (HPP) business and unregulated mortgages. To assist...

read more
Easy Apply

Compliance Specialist

Posted 8 January by Investigo Easy Apply

Key responsibilities will include: Providing support to the Partner Compliance Manager Giving timely and accurate support and guidance, championing good conduct risk in respect of projects and business as usual Supporting the first line and our external partners to understand and meet the Financial Conduct...

read more
Easy Apply

Compliance Officer

Posted 3 days ago by Globalsend Ltd Easy Apply

Compliance Officer. The role will require you to be responsible for ensuring that all policies, processes and procedures conform to the relevant regulatory standards of the industry and that all members of staff comply with policies, processes and procedures. The Company applies regulated standards across...

read more
Easy Apply

Compliance Officer

Posted 6 days ago by The Curve Group Easy Apply

Gatehouse Bank is a subsidiary of Gatehouse Financial Group Limited, which is a holding company for Gatehouse Bank (based in London and Milton Keynes) and Gatehouse Capital (based in Kuwait). Gatehouse Bank is a Shariah-compliant bank offering savings products and finance for UK commercial and residential...

read more
Featured New Easy Apply

Compliance Officer

Posted Today by REED Featured New Easy Apply

I am currently recruiting for a global award winning company based in Liverpool City Centre for a Travel Risk Management and Compliance Officer. This role is a very exciting and challenging role with lots of opportunities for progression. Job Title: Travel Risk Management and Compliance Officer Salary:...

read more
Easy Apply

Compliance Control Officer

Posted 5 days ago by JP Morgan Chase Easy Apply

Role Description: The Compliance Oversight & Controls team's primary function is to implement an effective control framework across the EMEA Compliance function. The Team works in partnership with the broader Compliance organization on identification of key operational risks and the development of...

read more
Easy Apply

Head of Compliance - Insurance

Posted 9 January by MERJE Ltd Easy Apply

A newly created role due to further growth and success of the business. The objective of this role is to lead the Compliance team and to provide advice and guidance to key stakeholders and lead a team of Risk & Compliance partners to ensure that risks and issues across all businesses are appropriately...

read more
Easy Apply

Compliance Manager Investment Management

Posted 4 days ago by Taylor James Resourcing Easy Apply

Investment Management Company are looking for a Compliance Manager to support the Sales and Distribution division of their business. You must have experience of Compliance within Sales and Distribution of financial products Acting as a trusted adviser, primarily to Sales and Product related teams, by...

read more

Compliance Review Officer

Posted 11 January by Nomura

Department overview: The Compliance Risk Oversight and Review Team support the firm's management of Compliance Risk across the Global Markets, Investment Banking businesses and Corporate/Infrastructure functions in the EMEA region through the development and delivery of a Compliance Review Programme....

read more
Easy Apply

Compliance Monitoring Manager

Posted 21 December 2018 by MERJE Ltd Easy Apply

Compliance Monitoring Manager required for a financial services company based in London. The company provide compliance and regulatory umbrella services to their clients (hedge funds, investment managers, corporate finance advisors, wealth managers to crowd funders). As a Compliance Monitoring Manager...

read more
Easy Apply

Compliance Manager Investment Management

Posted 10 January by Taylor James Resourcing Easy Apply

Investment Management Company are looking for a Compliance Manager to support the Sales and Distribution division of their business. You must have experience of Compliance within Sales and Distribution of financial products Acting as a trusted adviser, primarily to Sales and Product related teams, by...

read more
Easy Apply

Senior Compliance Manager

Posted 10 January by MERJE Ltd Easy Apply

Long standing, reputable, and well known financial services firm with a variety of products across Investments, Pensions and Insurance and looking to hire a Senior Compliance Manager to be located out of their Head Quarters in the West Midlands. Being a key member of the compliance management team, the...

read more
Easy Apply

Compliance Monitoring Manager

Posted 3 days ago by BWD Search & Selection Easy Apply

Compliance Monitoring Manager, Asset Management, London £500 - £525 per day Interim contract Do you have experience in Compliance Monitoring within Asset Management? Have you some experience around AML (anti-money laundering) reviews and regulations? W ell this would be the role for you. This position...

read more
Easy Apply

Compliance Analyst - Lancashire

Posted 11 January by Robert Walters Easy Apply

A leading financial services business is currently looking for a Compliance Analysts to join its growing business in Lancashire. You will be involved in assisting the compliance team in ensuring the business continues to meet its regulatory responsibilities. You will support the compliance manager by...

read more
Easy Apply

Compliance - Control Room

Posted 6 days ago by Goodman Masson Easy Apply

A Major Insurer are looking for an experienced compliance and financial crime professional to join their team. This seen as a key role in continuing to develop their compliance and financial crime programme. Your responsibilities for this role may include, but are not limited to: Assist with reviewing...

read more
Easy Apply

Compliance Resource Management Consultant

Posted 1 week ago by Hays Specialist Recruitment Limited Easy Apply

Job: Compliance Resource Management Consultant- London- 6 Months- £250-£300 An established global Investment Bank is looking for an interim Resource Management Consultant to join their compliance team. The role sits within the Compliance team and involves heavy liaison with the HR department of the business...

read more
Featured Easy Apply

Senior Compliance Analyst

Posted 11 January by McGregor Boyall Featured Easy Apply

Our client is one of the UK’s leading corporate foreign exchange brokers and is a fast-growing business listed on the London Stock Exchange. Our client provides a great opportunity to embark upon a career in the financial services industry and provides a rare chance to join an innovative, fast paced and...

read more
Easy Apply

Senior Compliance Manager

Posted 9 January by MERJE Ltd Easy Apply

The Client A growing, London based diversified financial services group specialising in Regulatory Hosting and Umbrella Solutions to a broad range of Financial Services firms is currently recruiting for a Senior Compliance Manager on a full time, permanent basis. The firm provide a comprehensive and flexible...

read more