Our client are an exciting, specialist Financial Planning & Advice firm. They are looking for a Compliance File Reviewer on a permanent basis to support the growth of the business. The Compliance File Reviewer will respond to deadlines and service le...
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This IFA File Reviewer job in Bromsgrove provides hybrid working and opportunity to join a leading independent financial planning firm. This vacancy for a File Reviewer is well suited to either an individual experienced in reviewing financial plannin...
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COMPLIANCE MONITORING OFFICER (FILE REVIEW) SALARY 35,000 - 50,000 MANCHESTER BASED / HYBRID Benefits: 8% company pension contribution 27 days holiday BH Private Health insurance Death in Service and Income Protection cover Free parking Our Client, a...
Financial Adviser: File Reviewer A fantastic opportunity to join one of the UK’s leading independent financial advisory and wealth management firms. We have an exciting opportunity to join our existing Advice and Quality Assurance team. We are lookin...
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Our Client is leading provider of support services to directly authorised Financial Advisers in the UK. Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK. A new opportunity is now ...
Job Title: Document Reviewer Location: Embankment (Hybrid working - 2 days per week in office) Contract Length: 6 months, with a strong possibility of extension. Hourly Rate: 15.23ph (weekly pay) About Our Client: This is your chance to join a renown...
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Lincolnshire Police are looking for a File Checker to work for themselves at their headquarters in Nettleham Lincolnshire. This is a temporary ongoing position working 37 hours a week (days and time to be discussed at interview). This role will be of...
Our client is seeking a Compliance Monitoring Specialist to join their dynamic team in London from either an asset management background or with investment banking experience for a 12 Month FTC (possibility to extend). This is an exciting opportunity...
Job Title: Document Reviewer Location: Embankment (Hybrid working - 2 days per week in office) Contract Length: 6 months, with a strong possibility of extension. Hourly Rate: 15.23ph (weekly pay) About Our Client: This is your chance to join a renown...
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Job Description Job Title Compliance Monitoring Associate Division Risk & Compliance Location London At Amwins Global Risks, we succeed together. We’re not 'just another London broker’ placing risks and signing contracts. We’re forging relationships ...
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Senior Compliance Monitoring Associate Location: South west England (Hybrid 2 days a week in office) Great opportunity where you will assist with monitoring and assessing compliance with all relevant laws, regulations and policies internally reportin...
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Risk & Compliance Officer Opportunity Location: Piraeus A leading global firm is seeking a Risk & Compliance Officer to join its Business Services team in Piraeus. This role is pivotal in ensuring regulatory compliance, mitigating risk, and maintaini...
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Your new company This business will provide you with the chance to join one of the most prestigious educational organisations in the world. They have a truly global organisation operating across more than 20 countries and with over 50 institutions. T...
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Avencia Consulting, works in partnership with The Fidelis Partnership (TFP) a prominent managing general underwriter (MGU) in the London Market. Our underwriting comprises of three pillars, Bespoke, Specialty, and Reinsurance, with Bespoke and Specia...
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Compliance Manager – Bedminster We're working with an established and progressive Legal 500 law firm, looking to add a Compliance Manager to play a critical role in its Management Team. This is a fantastic opportunity to support a respected Complianc...
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Compliance Officer Shrewsbury-based Join a Leading Legal 500 Firm Are you ready to take the lead in compliance at an award-winning Legal 500 law firm ? With a strong presence across Shropshire , Herefordshire , and North Wales , this regional powerho...
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Compliance Associate - Norwich Reporting to the Group Compliance Manager for the development, execution, and oversight of operational procedures relevant to the Groupwide Compliance Management framework. This will include independent management of gr...
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About us The Titan Group provides a broad range of services across the whole wealth value chain - from financial planning, investment management through to platform, trading, settlement and custody services. Its strategy is to be able to offer modula...
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ur client is a successful and established Financial Advice firm in Horsham and they are currently looking for support in their compliance division You will provide support to all teams within the Compliance Department, including the Field Based Compl...
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Compliance Advisory Officer Our client is exclusively recruiting for a Compliance Advisory Officer to join their growing team. This is a fantastic opportunity to provide regulatory advice to a well-respected business and influence a strong compliance...
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A Senior Compliance Officer is required to play a pivotal role in shaping the future of this global financial services firm's compliance function as it expands its OTC derivatives offering and positions itself as a Systematic Internaliser (SI). As a ...
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Profectus is working with a global fintech organisation looking for Senior Compliance Officer. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global company that p...
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Job Description As a Compliance Monitoring Officer you will play a pivotal role in supporting the delivery of second line monitoring across the Connells Group Functions. You role will be to provide challenge as to whether Group policies, procedures a...
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Compliance Monitoring Officer Home Based c. 40,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The busines...
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Job Title: Compliance Monitoring Officer Company: Evolution Money Location: Manchester City Centre Job Type: Full-time Basic Salary: 36,000 About Us: Evolution Money is a Certified B Corp with a social purpose. At Evolution Money, our mission is to r...
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