Compliance File Checker

Posted 9 January by Solutions Recruitment

Solutions Recruitment are looking to recruit Compliance File Checkers for a prestigious organisation based on the outskirts of Newcastle City Centre.

The nature of the role will be checking business submission files in accordance with established standards and targets set within the function, providing feedback to advisers. Provide support to to Partners on all aspects of compliance in accordance with company standards.

Your duties will include: -

File checking Managing new business workflow.

Checking all categories of cases, recording results on the system.

Providing appropriate feedback to individual advisers.

Liaison with colleagues within the firm across the training and administration functions where necessary.

Performing and recording further reviews on a ongoing basis.

Operating within defined targets and objectives (volume and quality of checking)

Compliance support.

Personal Profile: -

Compliance experience, ideally a minimum 3 years experience working, including 1 years's file checking.

A sound product and technical knowledge across all aspects of financial services.

Strong organisation skills.

Ability to work on multiple tasks and projects.

Good communication skills.

Flexible approach.

Committed and self motivated.

Willing and develop wide skills and knowledge.

Required skills

  • Compliance
  • Financial Services
  • File Handling

Reference: 33452142

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