Compliance Director, London. £Excellent salary/package.
Fantastic role has arisen working for a leading insurance operation.
You will support the Group Head of Compliance in providing leadership for the Risk and Compliance function in order to achieve its objectives for a specific area of the business.
Assist in developing a strategic approach to risk and compliance for the function.
Ensure that the function is effective in delivering appropriate advice, guidance and challenge to the business in ensuring risks and regulatory requirements are met.
Be a trusted advisor/critical friend to the business to help achieve good customer outcomes and positive regulatory relations.
Working with the business to ensure that all regulatory, operational and conduct risks that impact the Division are identified, assessed and have appropriate controls that are appropriately monitored.
Provide effective and efficient risk and compliance support through strong communication and training.
Ensure that there is on-going assurance of and adherence to relevant Group and Business Standards.
Working with the business to ensure risks and controls are identified, validated and documented within Focal Point.
Provide advice, guidance and challenge to the business in their population and assessment of risks and controls within Focal Point.
Assist in the assessment of performance against business standards identifying mitigating actions as appropriate.
Ensure there is appropriate reporting such that changes in our risk profile and/or deficiencies in our control environment are understood, actions identified and there is appropriate escalation when risks move outside of appetite.
Provide assurance that regulatory change has been adequately implemented.
Provide advice, guidance and challenge to support the business in the application of risk and regulatory requirements.
To apply you will have;
A High level of knowledge of working in a regulated environment, particularly related to general insurance broking.
Extensive experience in Compliance, preferably in an insurance broking environment.
Experience of managing projects, particularly in the area of risk, compliance controls and governance preferred.
Working knowledge of the FCA handbook.
Good knowledge of broking operations and processes.
Strong organisational skills and attention to detail.
Strong written and oral communication skills.
Analytical and investigative skills, logical reasoning and problem solving skills - individually and collaboratively
Professional Certification - Compliance or Risk Management Qualification or Chartered Insurer preferred.
For further details on this and many other great opportunities in insurance, please contact Andrew Stark on .
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