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Compliance Consultancy Officer - South East England

Posted 6 February by Yes Agency Ended

Job Title

Compliance Consultant

& Auditor

Reports to



Home based

  1. Job Purpose
  • To provide a first class compliance advisory support service to this highly reputable Insurers Client Base
  • Maintain and service a bank of full-service and similar clients
  • Carry out consultancy visits and external audits as requested.
  • To support the Director to keep abreast of regulatory and other developments which impact clients.
  • Build and maintain relationships with existing and new clients, regulator and related bodies and other professional bodies
  1. Accountabilities/Responsibilities
  • Accurate resolution of technical queries raised by clients within an appropriate time frame
  • Conduct ad hoc consultancy assignments with clients
  • Carry out regular service visits to a number of specifically allocate clients
  • Holder of a full UK driving licence, willing to travel within own client area and to other UK destinations as required e.g. Group office locations, Annual Conference venue, to undertake training etc
  • Any other duties that may be reasonably required
  1. Knowledge/skills/experience
  • Good knowledge of general insurance products and markets
  • Good knowledge of Financial Conduct Authority regulatory requirements, working methods and priorities
  • Good knowledge of financial issues as they impact Insurance Intermediaries
  • "User" of compliance
  • Excellent interpersonal, communication and persuasion skills
  • Ability to build and maintain professional relationships and networks
  • Up to date IT knowledge; proficient in the use of MS Word, Excel, Powerpoint, Outlook etc
  1. Key performance indicators
  • Technical queries answered accurately and within agreed time-scales
  • Income generated from consultancy work and own client bank

For more information on this role, please contact The Yes Agency. The Yes Agency is a registered insurance recruitment agency based in Manchester. Please note due to the amount of applications we receive, if you do not hear back from us within two weeks, then unfortunately on this occasion your application has been unsuccessful. For similar roles within insurance, please check out our website at

Required skills

  • Compliance
  • Compliance Consultancy Experience

Reference: 34411805

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