Compliance Assistant

Posted 12 September by Recruit UK

Job Title: Compliance Assistant

Industry: Financial Advice

Location: Manchester

Salary: up to £30,000

Reference Number: 14024

Job Description:

Recruit UK are working on an excellent opportunity for a Compliance Assistant in Manchester to join the compliance department of a leading financial advice firm.

This is a specialist Financial Planning firm providing robust, unbiased and client-focused advice service for those looking at transferring their UK defined benefit pensions schemes. They are FCA regulated Pension Transfer Specialists, with a wealth of expertise and specialist knowledge in this area. The company is currently seeking to employ a Compliance Assistant to assist the Compliance Manager with all aspects of the Company’s internal systems and controls and FCA record keeping requirements.

What’s in it for you:

  • Salary up to £30,000 (dependant on experience/qualifications)
  • Discretionary Bonus
  • Group Life Insurance
  • Private Medical Insurance
  • Study Support
  • Excellent career progression

Skills and experience required:

  • Excellent communication and interpersonal skills.
  • Financial Services experience preferably a compliance, risk or audit role although not essential.
  • Capability to explain complex information simply and clearly.
  • Research and analytical skills with a strong attention to detail.
  • Excellent Word, Excel, Office knowledge.
  • Ability to work under pressure to short deadlines.
  • Ideally Level 4 Diploma in Financial Planning qualified or be working towards it or willing to work towards it.

Required skills

  • Analytical Skills
  • Compliance

Application question

Do you have financial services experience?

Reference: 38900703

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