Compliance and Operations Manager - FX - Remote
Compliance and Operations Manager - Remote/London - £40-55k + benefits
Successful FX investments business based in London is looking for Compliance and Operations Manager, this can be done remotely and will initially be a general compliance sole role managing compliance, AML, and some elements of operations including to a lesser degree customer service. This is a well established, friendly, small FX firm that is part of a larger group with great opportunities to grow and progress to be the Head of Compliance / MLRO:
- Compliance obligations including MiFID2, transaction reporting, senior manager regime, conduct rules, FCA reporting, financial promotions, TCF, complaints, compliance culture, compliance monitoring
- AML obligations including KYC onboarding for corporate customers, transaction monitoring, liaising with the FCA / National Crime Agency when necessary
- Taking responsibility for the compliance/AML framework and policies/procedures
- Some operational / customer service related elements
To apply for this role you must be self motivated, be comfortable working autonomously and remotely, and be happy to take on the firms compliance/AML responsibilities (please note that this will NOT be a nominated officer role). General compliance experience across some of the above areas is required and ideally you’ll have some exposure to the FX / Forex investments industry and MiFID2.
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