Compliance Analyst - Asset Management

Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.

Client Details

This is an exciting opportunity to work for an asset management firm based in Central London. The organisation is focused on delivering excellence in risk management and compliance, offering a professional and structured work environment.

Description

• Develop and Maintain Compliance Frameworks: Create, update, and enforce policies and procedures aligned with regulatory standards.
• Monitor and Audit Processes: Regularly review internal operations to ensure adherence and identify potential compliance risks.
• Advise and Support Teams: Provide guidance on regulatory obligations, best practices, and assist with compliance-related training.
• Reporting and Regulatory Liaison: Prepare compliance documentation, submit filings, and maintain communication with regulators.
• Stay Current on Regulations: Track changes in financial services regulations and update internal policies accordingly.

Profile

A successful Compliance Analyst should have:

• Degree qualified, with relevant qualifications in risk, compliance, or a related field.
• Experience in an asset, wealth or investment management firm, particularly in a compliance or risk role.
• Strong knowledge of regulatory requirements and frameworks.
• Excellent analytical skills and attention to detail.
• Ability to communicate effectively with internal and external stakeholders.

Job Offer

• Competitive salary ranging from £40,000 to £50,000 per annum.
• Permanent position in Central London with hybrid working arrangements
• Comprehensive pension scheme.
• Opportunities for career growth and professional development.
• Collaborative and professional work environment.

If you are ready to take the next step in your career as a Compliance Analyst, we encourage you to apply for this exciting opportunity today.