Compliance Agent

Posted 19 September by Time Recruitment
Easy Apply
Job Title: Compliance Officer
Job Location: Bolton
Job Salary: £22K but raising to £24K after 3 months and completion of CeMap (funded by the company after probation)
Job Hours: Monday to Thursday 9am - 5:30pm, Friday 9am - 5pm.

Are you an enthusiastic, career driven and meticulous individual who is looking to either continue or begin a career in the financial compliance industry? If so then my client has a fantastic opportunity to join their fast growing business and work with other likeminded professionals in a modern fast paced office environment.

My client is the largest 2nd charge mortgage broker in the UK, who have a fantastic reputation for the quality service they provide and the strong relationships they build with their lenders. They have third party relationships with the likes of Money Supermarket and Compare the Market to generate warm leads from customers with genuine interest for their products.
They are financially backed and in a stable position, which has led them to look at expanding their business over the coming years and possibly moving into other areas of the market. They therefore need to bring in more staff to help with this development and grow the business further.

As a compliance officer you will be responsible for listening to and auditing a variety of internal sales activities and applying a framework of objective criteria to make appropriate assessments. You will also be responsible for identifying any risks within the business and working within regulatory framework.

Experience / Skills required:
-Financial Services experience
-Knowledge of Treating Customers Fairly (TCF) culture and experience of contributing to this
-Knowledge of FCA principle based regulation
-Experience of delivering feedback and training
-Competent with Microsoft Word and Excel

Ideally, candidates will also have worked with unsecured loans, mortgages or other financial sales products as this will be the basis of your compliance.
My client will also ideally like CeMap to have already been completed but will support the right candidate through this.

Some of the benefits of working for my client include:
"22 days holiday - increasing by 1 day each year to a maximum of 25
"A days holiday for your birthday
"Regular Incentives
"Monthly team nights out/meals/
"BUPA Healthcare - can add immediate family to this
"Free on-site parking
".. and many more.

Time Recruitment can only respond to candidates that meet the minimum criteria for the role. If you have not received a response from Time Recruitment within 3 working days please assume that in this instance your application has been unsuccessful.

Compliance, Audit, Officer, Auditor, Mortgages, Sales, Unsecured Loan Advisor, Unsecured Loan, Unsecured Loans, Sales, Loans, Financial Sales, Bonuses, Inbound, Lending, Finance, Bolton, Wigan, St Helens, North Manchester, Immediate Starts, Horwich, Benefits, Qualifications, Job Progression

Reference: 36153779

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