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Compliance Advisor - IDD Project 3 Month FTC

Compliance Advisor - IDD Project 3 Month FTC

Posted 18 September by Alexander Lloyd

Our client, a Sussex based insurance company, is seeking a Compliance contractor with IDD experience to join them on a 3 month contract. Reporting to the Head of Regulatory & Product Assurance, you will work with the Project Manager and project team, to provide advice and guidance relating to all aspects of implementing the Insurance Distribution Directive (IDD) regime.

Key Responsibilities

·Assess current practices against the new IDD rules
-Conduct of business general principles
-Product oversight and governance arrangements
-Remuneration disclosure requirements
-Conflict of interest disclosure
-Pre-contract disclosure
-Customer demands and needs requirements
-Complaints handling and redress
-Training and competence requirements
·Providing briefings as required to the Group Director of Sales and Marketing

Job Holder Specification:

  • Working knowledge of the Insurance Mediation Directive and the Insurance Distribution Directive
  • Recognised insurance/financial services regulation qualification

Please quote (43709) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

Required skills

  • IDD OR "insurance distribution directive"

Reference: 36143581

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